Services
Sanctions Risk & Compliance: services by regime
Screening, ownership and control, programme design and testing, financial-institution and VASP compliance.
About the Sanctions Risk & Compliance practice →
84 service pages · grouped by regime
OFAC20
- Control beyond the bright-line ownership test under OFAC: legal support
- Control beyond the bright-line ownership test under OFAC: compliance counsel
- Foreign financial institution exposure under OFAC: compliance counsel
- Secondary sanctions exposure for non-domestic banks under OFAC: support
- Indicators of sham and disguised transactions under OFAC: specialist advice
- Indicators of sham and disguised transactions under OFAC: legal support
- Stablecoin issuer sanctions obligations under OFAC: compliance counsel
- Blockchain analytics in sanctions screening under OFAC: legal support
- Compliance audit and testing under OFAC: specialist advice
- Counterparty due diligence under OFAC: compliance counsel
- Crypto and VASP sanctions compliance under OFAC: legal support
- Escalation and reporting procedures under OFAC: legal support
- Name and entity screening under OFAC: compliance counsel
- Ownership and control assessments under OFAC: legal support
- Payment-processing controls under OFAC: specialist advice
- Sanctions clauses in contracts under OFAC: compliance counsel
- Sanctions compliance programmes under OFAC: legal support
- Sanctions risk assessment under OFAC: compliance counsel
- The 50 percent rule and ownership analysis under OFAC: specialist advice
- Trade-finance sanctions controls under OFAC: specialist advice
BIS / EAR12
- Virtual-asset transfer screening and the travel rule under BIS / EAR: support
- Affiliate-level restrictions on listed entities under BIS / EAR: legal support
- Compliance audit and testing under BIS / EAR: specialist advice
- Counterparty due diligence under BIS / EAR: compliance counsel
- Crypto and VASP sanctions compliance under BIS / EAR: legal support
- Escalation and reporting procedures under BIS / EAR: legal support
- Ownership and control assessments under BIS / EAR: legal support
- Payment-processing controls under BIS / EAR: specialist advice
- Sanctions compliance programmes under BIS / EAR: legal support
- Sanctions risk assessment under BIS / EAR: compliance counsel
- The 50 percent rule and ownership analysis under BIS / EAR: specialist advice
- Trade-finance sanctions controls under BIS / EAR: specialist advice
OFSI10
- Compliance audit and testing under OFSI: specialist advice
- Counterparty due diligence under OFSI: compliance counsel
- Escalation and reporting procedures under OFSI: legal support
- Name and entity screening under OFSI: compliance counsel
- Ownership and control assessments under OFSI: legal support
- Payment-processing controls under OFSI: specialist advice
- Sanctions clauses in contracts under OFSI: compliance counsel
- Sanctions compliance programmes under OFSI: legal support
- The 50 percent rule and ownership analysis under OFSI: specialist advice
- Trade-finance sanctions controls under OFSI: specialist advice
EU13
- Insurers and card networks in the sanctions perimeter under EU: legal support
- Aggregating holdings across several listed persons under EU: specialist advice
- Compliance audit and testing under EU: specialist advice
- Counterparty due diligence under EU: compliance counsel
- Crypto and VASP sanctions compliance under EU: legal support
- Escalation and reporting procedures under EU: legal support
- Name and entity screening under EU: compliance counsel
- Ownership and control assessments under EU: legal support
- Payment-processing controls under EU: specialist advice
- Sanctions clauses in contracts under EU: compliance counsel
- Sanctions compliance programmes under EU: legal support
- Sanctions risk assessment under EU: compliance counsel
- The 50 percent rule and ownership analysis under EU: specialist advice
UN6
- Compliance audit and testing under UN: specialist advice
- Name and entity screening under UN: compliance counsel
- Ownership and control assessments under UN: legal support
- Sanctions clauses in contracts under UN: compliance counsel
- The 50 percent rule and ownership analysis under UN: specialist advice
- Trade-finance sanctions controls under UN: specialist advice
SECO3
Canada6
- Aggregating holdings across several listed persons under Canada: support
- Escalation and reporting procedures under Canada: legal support
- Name and entity screening under Canada: compliance counsel
- Ownership and control assessments under Canada: legal support
- Payment-processing controls under Canada: specialist advice
- Sanctions clauses in contracts under Canada: compliance counsel
Australia6
- Compliance audit and testing under Australia: specialist advice
- Escalation and reporting procedures under Australia: legal support
- Ownership and control assessments under Australia: legal support
- Payment-processing controls under Australia: specialist advice
- The 50 percent rule and ownership analysis under Australia: specialist advice
- Trade-finance sanctions controls under Australia: specialist advice
UAE2
Singapore4
Japan2
Guides, analysis and briefings – Sanctions Risk & Compliance
Guides189
- Compliance audit and testing across regimes: a compliance guide
- Compliance audit and testing across regimes: a practical guide
- Compliance audit and testing across regimes: step by step
- Compliance audit and testing under BIS / EAR: a compliance guide
- Compliance audit and testing under BIS / EAR: a practical guide
- Compliance audit and testing under BIS / EAR: what businesses must know
- Compliance audit and testing under EU: a practical guide
- Compliance audit and testing under EU: procedure and pitfalls
- Compliance audit and testing under EU: what businesses must know
- Compliance audit and testing under Japan: a compliance guide
- Compliance audit and testing under Japan: procedure and pitfalls
- Compliance audit and testing under OFAC: step by step
- Compliance audit and testing under OFSI: procedure and pitfalls
- Compliance audit and testing under OFSI: step by step
- Compliance audit and testing under OFSI: what businesses must know
- Counterparty due diligence under Australia: a practical guide
- Counterparty due diligence under BIS / EAR: a compliance guide
- Counterparty due diligence under BIS / EAR: procedure and pitfalls
- Counterparty due diligence under EU: a compliance guide
- Counterparty due diligence under EU: procedure and pitfalls
- Counterparty due diligence under EU: what businesses must know
- Counterparty due diligence under OFAC: a compliance guide
- Counterparty due diligence under OFAC: a practical guide
- Counterparty due diligence under OFAC: procedure and pitfalls
- Counterparty due diligence under OFAC: step by step
- Counterparty due diligence under OFAC: what businesses must know
- Counterparty due diligence under OFSI: step by step
- Counterparty due diligence under OFSI: what businesses must know
- Counterparty due diligence under Singapore: a practical guide
- Counterparty due diligence under UN: a compliance guide
- Crypto and VASP sanctions compliance across regimes: a practical guide
- Crypto and VASP sanctions compliance across regimes: step by step
- Crypto and VASP sanctions compliance under BIS / EAR: a compliance guide
- Crypto and VASP sanctions compliance under BIS / EAR: a practical guide
- Crypto and VASP sanctions compliance under BIS / EAR: step by step
- Crypto and VASP sanctions compliance under EU: step by step
- Crypto and VASP sanctions compliance under OFAC: a compliance guide
- Crypto and VASP sanctions compliance under OFAC: a practical guide
- Crypto and VASP sanctions compliance under OFAC: procedure and pitfalls
- Crypto and VASP sanctions compliance under OFSI: a compliance guide
- Crypto and VASP sanctions compliance under OFSI: step by step
- Crypto and VASP sanctions compliance under SECO: a practical guide
- Crypto and VASP sanctions compliance under SECO: procedure and pitfalls
- Crypto and VASP sanctions compliance under Singapore: a compliance guide
- Crypto and VASP sanctions compliance under UAE: procedure and pitfalls
- Escalation and reporting procedures under Canada: step by step
- Escalation and reporting procedures under EU: a compliance guide
- Escalation and reporting procedures under EU: procedure and pitfalls
- Escalation and reporting procedures under EU: step by step
- Escalation and reporting procedures under EU: what businesses must know
- Escalation and reporting procedures under OFAC: a compliance guide
- Escalation and reporting procedures under OFAC: a practical guide
- Escalation and reporting procedures under OFAC: step by step
- Escalation and reporting procedures under OFSI: a compliance guide
- Escalation and reporting procedures under OFSI: a practical guide
- Escalation and reporting procedures under SECO: procedure and pitfalls
- Escalation and reporting procedures under UN: procedure and pitfalls
- How to apply the 50 percent rule across regimes
- How to apply the 50 percent rule under BIS / EAR
- How to apply the 50 percent rule under EU
- How to apply the 50 percent rule under Japan
- How to apply the 50 percent rule under OFAC
- How to apply the 50 percent rule under OFSI
- How to build trade-finance sanctions controls across regimes
- How to build trade-finance sanctions controls under Australia
- How to design a sanctions compliance programme across regimes
- How to draft sanctions clauses under BIS / EAR
- How to manage crypto sanctions exposure under BIS / EAR
- How to manage crypto sanctions exposure under OFAC
- How to manage crypto sanctions exposure under OFSI
- How to manage crypto sanctions exposure under UAE
- How to set up escalation and reporting under OFAC
- How to set up escalation and reporting under SECO
- Name and entity screening across regimes: a compliance guide
- Name and entity screening across regimes: a practical guide
- Name and entity screening across regimes: step by step
- Name and entity screening under Australia: a compliance guide
- Name and entity screening under BIS / EAR: a compliance guide
- Name and entity screening under BIS / EAR: a practical guide
- Name and entity screening under BIS / EAR: procedure and pitfalls
- Name and entity screening under BIS / EAR: step by step
- Name and entity screening under BIS / EAR: what businesses must know
- Name and entity screening under Canada: step by step
- Name and entity screening under EU: what businesses must know
- Name and entity screening under OFAC: procedure and pitfalls
- Name and entity screening under OFAC: step by step
- Name and entity screening under OFAC: what businesses must know
- Name and entity screening under OFSI: a practical guide
- Name and entity screening under OFSI: procedure and pitfalls
- Name and entity screening under OFSI: what businesses must know
- Name and entity screening under UN: procedure and pitfalls
- Name and entity screening under UN: step by step
- Ownership and control assessments under Canada: a compliance guide
- Ownership and control assessments under EU: a compliance guide
- Ownership and control assessments under EU: a practical guide
- Ownership and control assessments under EU: procedure and pitfalls
- Ownership and control assessments under EU: step by step
- Ownership and control assessments under OFAC: a practical guide
- Ownership and control assessments under OFAC: procedure and pitfalls
- Ownership and control assessments under OFAC: step by step
- Ownership and control assessments under OFAC: what businesses must know
- Ownership and control assessments under OFSI: procedure and pitfalls
- Ownership and control assessments under OFSI: what businesses must know
- Ownership and control assessments under SECO: a practical guide
- Ownership and control assessments under UN: a practical guide
- Payment-processing controls across regimes: a compliance guide
- Payment-processing controls across regimes: step by step
- Payment-processing controls under Australia: step by step
- Payment-processing controls under BIS / EAR: a practical guide
- Payment-processing controls under Canada: step by step
- Payment-processing controls under EU: procedure and pitfalls
- Payment-processing controls under OFAC: a compliance guide
- Payment-processing controls under OFAC: a practical guide
- Payment-processing controls under OFAC: procedure and pitfalls
- Payment-processing controls under OFAC: step by step
- Payment-processing controls under OFAC: what businesses must know
- Payment-processing controls under OFSI: a compliance guide
- Payment-processing controls under OFSI: procedure and pitfalls
- Payment-processing controls under OFSI: what businesses must know
- Payment-processing controls under UN: procedure and pitfalls
- Payment-processing controls under UN: what businesses must know
- Sanctions clauses in contracts across regimes: procedure and pitfalls
- Sanctions clauses in contracts across regimes: what businesses must know
- Sanctions clauses in contracts under Australia: step by step
- Sanctions clauses in contracts under BIS / EAR: a practical guide
- Sanctions clauses in contracts under BIS / EAR: procedure and pitfalls
- Sanctions clauses in contracts under BIS / EAR: step by step
- Sanctions clauses in contracts under Canada: a compliance guide
- Sanctions clauses in contracts under Canada: what businesses must know
- Sanctions clauses in contracts under EU: a practical guide
- Sanctions clauses in contracts under EU: step by step
- Sanctions clauses in contracts under OFAC: a compliance guide
- Sanctions clauses in contracts under OFAC: step by step
- Sanctions clauses in contracts under OFSI: a practical guide
- Sanctions clauses in contracts under OFSI: procedure and pitfalls
- Sanctions clauses in contracts under UN: a compliance guide
- Sanctions compliance programmes under BIS / EAR: a compliance guide
- Sanctions compliance programmes under BIS / EAR: a practical guide
- Sanctions compliance programmes under BIS / EAR: procedure and pitfalls
- Sanctions compliance programmes under EU: what businesses must know
- Sanctions compliance programmes under OFAC: a compliance guide
- Sanctions compliance programmes under OFAC: procedure and pitfalls
- Sanctions compliance programmes under OFAC: step by step
- Sanctions compliance programmes under OFSI: a compliance guide
- Sanctions compliance programmes under OFSI: a practical guide
- Sanctions compliance programmes under OFSI: procedure and pitfalls
- Sanctions compliance programmes under OFSI: step by step
- Sanctions compliance programmes under OFSI: what businesses must know
- Sanctions compliance programmes under SECO: a practical guide
- Sanctions compliance programmes under SECO: what businesses must know
- Sanctions compliance programmes under Singapore: step by step
- Sanctions compliance programmes under UAE: a compliance guide
- Sanctions compliance programmes under UAE: a practical guide
- Sanctions risk assessment under Australia: procedure and pitfalls
- Sanctions risk assessment under BIS / EAR: a practical guide
- Sanctions risk assessment under BIS / EAR: step by step
- Sanctions risk assessment under EU: a compliance guide
- Sanctions risk assessment under EU: a practical guide
- Sanctions risk assessment under EU: procedure and pitfalls
- Sanctions risk assessment under EU: step by step
- Sanctions risk assessment under OFAC: a compliance guide
- Sanctions risk assessment under OFAC: a practical guide
- Sanctions risk assessment under OFAC: procedure and pitfalls
- Sanctions risk assessment under OFAC: step by step
- Sanctions risk assessment under OFAC: what businesses must know
- Sanctions risk assessment under OFSI: a compliance guide
- Sanctions risk assessment under OFSI: step by step
- Sanctions risk assessment under OFSI: what businesses must know
- Sanctions risk assessment under Singapore: what businesses must know
- Sanctions risk assessment under UN: procedure and pitfalls
- The 50 percent rule and ownership analysis under BIS / EAR: step by step
- The 50 percent rule and ownership analysis under EU: a compliance guide
- The 50 percent rule and ownership analysis under EU: a practical guide
- The 50 percent rule and ownership analysis under EU: step by step
- The 50 percent rule and ownership analysis under Japan: step by step
- The 50 percent rule and ownership analysis under OFSI: a practical guide
- Trade-finance sanctions controls across regimes: a compliance guide
- Trade-finance sanctions controls across regimes: procedure and pitfalls
- Trade-finance sanctions controls under BIS / EAR: procedure and pitfalls
- Trade-finance sanctions controls under Canada: a compliance guide
- Trade-finance sanctions controls under EU: a compliance guide
- Trade-finance sanctions controls under EU: a practical guide
- Trade-finance sanctions controls under OFAC: a practical guide
- Trade-finance sanctions controls under OFAC: procedure and pitfalls
- Trade-finance sanctions controls under OFAC: step by step
- Trade-finance sanctions controls under OFAC: what businesses must know
- Trade-finance sanctions controls under OFSI: a compliance guide
- Trade-finance sanctions controls under OFSI: step by step
- Trade-finance sanctions controls under UN: a practical guide
Analysis76
- Australia and the 50 percent rule and ownership analysis: what businesses miss
- BIS / EAR vs EU: Escalation and reporting procedures compared
- BIS / EAR vs EU: Name and entity screening: the key divergences
- BIS / EAR vs EU: Trade-finance sanctions controls: what businesses miss
- Compliance audit and testing under Australia: what businesses miss
- Compliance audit and testing under BIS / EAR: what businesses miss
- Compliance audit and testing under EU: what businesses miss
- Compliance audit and testing under OFAC: what businesses miss
- Compliance audit and testing under UN: what businesses miss
- Counterparty due diligence under Australia: the key divergences
- Counterparty due diligence under BIS / EAR: the key divergences
- Counterparty due diligence under OFAC: the key divergences
- Counterparty due diligence under OFSI: the key divergences
- Counterparty due diligence under Singapore: the key divergences
- Counterparty due diligence under UAE: the key divergences
- Crypto and VASP sanctions compliance under EU: compared
- Crypto and VASP sanctions compliance under OFAC: compared
- Crypto and VASP sanctions compliance under OFSI: compared
- Crypto and VASP sanctions compliance under UN: compared
- Escalation and reporting procedures under EU: compared
- Escalation and reporting procedures under OFAC: compared
- EU and the 50 percent rule and ownership analysis: what businesses miss
- EU vs SECO: Compliance audit and testing: what businesses miss
- EU vs SECO: Counterparty due diligence: the key divergences
- EU vs SECO: Sanctions compliance programmes compared
- Name and entity screening under BIS / EAR: the key divergences
- Name and entity screening under EU: the key divergences
- Name and entity screening under Japan: the key divergences
- Name and entity screening under OFSI: the key divergences
- OFAC vs BIS / EAR: Ownership and control assessments compared
- OFAC vs BIS / EAR: Payment-processing controls: what businesses miss
- OFAC vs BIS / EAR: Sanctions clauses in contracts: the key divergences
- OFAC vs Canada: Crypto and VASP sanctions compliance compared
- OFAC vs Canada: Sanctions risk assessment: the key divergences
- OFAC vs EU: Escalation and reporting procedures compared
- OFAC vs EU: Name and entity screening: the key divergences
- OFAC vs EU: Trade-finance sanctions controls: what businesses miss
- OFAC vs OFSI: Compliance audit and testing: what businesses miss
- OFAC vs OFSI: Counterparty due diligence: the key divergences
- OFAC vs OFSI: Sanctions compliance programmes compared
- OFSI vs Australia: Ownership and control assessments compared
- OFSI vs Australia: Payment-processing controls: what businesses miss
- OFSI vs Australia: Sanctions clauses in contracts: the key divergences
- OFSI vs EU: Crypto and VASP sanctions compliance compared
- OFSI vs EU: Sanctions risk assessment: the key divergences
- Ownership and control assessments under BIS / EAR: compared
- Ownership and control assessments under Canada: compared
- Ownership and control assessments under EU: compared
- Ownership and control assessments under OFAC: compared
- Ownership and control assessments under OFSI: compared
- Ownership and control assessments under Singapore: compared
- Payment-processing controls under BIS / EAR: what businesses miss
- Payment-processing controls under Canada: what businesses miss
- Payment-processing controls under EU: what businesses miss
- Payment-processing controls under OFAC: what businesses miss
- Payment-processing controls under SECO: what businesses miss
- Sanctions clauses in contracts under BIS / EAR: the key divergences
- Sanctions clauses in contracts under EU: the key divergences
- Sanctions clauses in contracts under OFSI: the key divergences
- Sanctions clauses in contracts under UAE: the key divergences
- Sanctions compliance programmes under BIS / EAR: compared
- Sanctions compliance programmes under OFAC: compared
- Sanctions compliance programmes under OFSI: compared
- Sanctions compliance programmes under UN: compared
- Sanctions risk assessment under BIS / EAR: the key divergences
- Sanctions risk assessment under OFAC: the key divergences
- Sanctions risk assessment under OFSI: the key divergences
- Sanctions risk assessment under Singapore: the key divergences
- The 50 percent rule and ownership analysis under OFAC: what businesses miss
- The 50 percent rule and ownership analysis under OFSI: what businesses miss
- The 50 percent rule and ownership analysis: OFAC and Canada compared
- The 50 percent rule and ownership analysis: OFSI and EU compared
- Trade-finance sanctions controls under BIS / EAR: what businesses miss
- Trade-finance sanctions controls under EU: what businesses miss
- Trade-finance sanctions controls under OFSI: what businesses miss
- Trade-finance sanctions controls under Singapore: what businesses miss
Regime briefings59
- Compliance audit and testing under BIS / EAR: the essentials
- Compliance audit and testing under OFAC: the essentials
- Compliance audit and testing under OFSI: the essentials
- Compliance audit and testing under Singapore: the essentials
- Compliance audit and testing under UN: the essentials
- Counterparty due diligence under BIS / EAR: scope and obligations
- Counterparty due diligence under EU: scope and obligations
- Counterparty due diligence under OFAC: scope and obligations
- Counterparty due diligence under OFSI: scope and obligations
- Counterparty due diligence under Singapore: scope and obligations
- Counterparty due diligence under UAE: scope and obligations
- Crypto and VASP sanctions compliance under BIS / EAR: explained
- Crypto and VASP sanctions compliance under EU: explained
- Crypto and VASP sanctions compliance under Japan: explained
- Crypto and VASP sanctions compliance under OFAC: explained
- Crypto and VASP sanctions compliance under OFSI: explained
- Escalation and reporting procedures under Australia: explained
- Escalation and reporting procedures under BIS / EAR: explained
- Escalation and reporting procedures under EU: explained
- Escalation and reporting procedures under OFAC: explained
- Escalation and reporting procedures under OFSI: explained
- Name and entity screening under Canada: scope and obligations
- Name and entity screening under EU: scope and obligations
- Name and entity screening under OFAC: scope and obligations
- Name and entity screening under OFSI: scope and obligations
- Name and entity screening under UN: scope and obligations
- Ownership and control assessments under Canada: explained
- Ownership and control assessments under OFAC: explained
- Ownership and control assessments under OFSI: explained
- Ownership and control assessments under UN: explained
- Payment-processing controls under Australia: the essentials
- Payment-processing controls under BIS / EAR: the essentials
- Payment-processing controls under Canada: the essentials
- Payment-processing controls under EU: the essentials
- Payment-processing controls under OFAC: the essentials
- Payment-processing controls under OFSI: the essentials
- Payment-processing controls under UN: the essentials
- Sanctions clauses in contracts under EU: scope and obligations
- Sanctions clauses in contracts under OFAC: scope and obligations
- Sanctions clauses in contracts under OFSI: scope and obligations
- Sanctions clauses in contracts under SECO: scope and obligations
- Sanctions compliance programmes under BIS / EAR: explained
- Sanctions compliance programmes under EU: explained
- Sanctions compliance programmes under Japan: explained
- Sanctions compliance programmes under OFAC: explained
- Sanctions compliance programmes under OFSI: explained
- Sanctions risk assessment under BIS / EAR: scope and obligations
- Sanctions risk assessment under OFAC: scope and obligations
- Sanctions risk assessment under OFSI: scope and obligations
- Sanctions risk assessment under SECO: scope and obligations
- Sanctions risk assessment under UAE: scope and obligations
- The 50 percent rule and ownership analysis under EU: the essentials
- The 50 percent rule and ownership analysis under OFAC: the essentials
- Trade-finance sanctions controls under BIS / EAR: the essentials
- Trade-finance sanctions controls under EU: the essentials
- Trade-finance sanctions controls under OFAC: the essentials
- Trade-finance sanctions controls under OFSI: the essentials
- Understanding the 50 percent rule and ownership analysis under Australia
- Understanding the 50 percent rule and ownership analysis under BIS / EAR
Case comments25
- A BIS / EAR matter: payment-processing controls a closer look
- A Canada matter: sanctions clauses in contracts lessons learned
- A cross-border matter: crypto and VASP sanctions compliance in practice
- A cross-border matter: sanctions compliance programmes in practice
- A Japan matter: crypto and VASP sanctions compliance in practice
- A Japan matter: sanctions compliance programmes in practice
- A SECO matter: counterparty due diligence lessons learned
- A SECO matter: name and entity screening lessons learned
- A Singapore matter: sanctions risk assessment lessons learned
- A Singapore matter: the 50 percent rule and ownership analysis a closer look
- A UN matter: trade-finance sanctions controls a closer look
- An Australia matter: trade-finance sanctions controls a closer look
- An EU matter: compliance audit and testing a closer look
- An EU matter: name and entity screening lessons learned
- An EU matter: sanctions clauses in contracts lessons learned
- An OFAC matter: compliance audit and testing a closer look
- An OFAC matter: escalation and reporting procedures in practice
- An OFAC matter: ownership and control assessments in practice
- An OFAC matter: sanctions risk assessment lessons learned
- An OFSI matter: counterparty due diligence lessons learned
- An OFSI matter: name and entity screening lessons learned
- An OFSI matter: ownership and control assessments in practice
- An OFSI matter: payment-processing controls a closer look
- An OFSI matter: sanctions compliance programmes in practice
- An OFSI matter: the 50 percent rule and ownership analysis a closer look
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