Calder & Vance International Sanctions & Compliance Counsel

Glossary

Sanctions, in plain terms.

Plain-language explainers for the terms that decide a sanctions question — written to orient quickly, not to replace advice.

Glossary

SDN vs sectoral sanctions

An SDN (Specially Designated National) listing blocks a person and their property outright; sectoral measures restrict only defined dealings — such as certain debt or equity — with named entities.

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Glossary

The OFAC 50% Rule

An entity owned 50% or more, in aggregate, by one or more blocked persons is itself treated as blocked, even if it is not named.

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Glossary

Ownership vs control (EU)

The EU asks not only who owns an entity but who controls it in fact — through board appointments, decisive influence or the ability to direct it.

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Glossary

EAR99 and ECCN

An ECCN (Export Control Classification Number) identifies a controlled item on the Commerce Control List; EAR99 is the residual category for items subject to the regulations but not specifically listed.

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Glossary

General vs specific licence

A general licence authorises a category of activity for anyone meeting its conditions; a specific licence is granted to a named applicant for a defined transaction.

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Glossary

Wind-down periods

When a measure takes effect, authorities often allow a defined period to exit existing dealings in an orderly way.

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Glossary

Snapback

A mechanism by which previously lifted sanctions are automatically reinstated if conditions are not met.

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Glossary

Secondary sanctions

Measures that target non-US persons for dealings with sanctioned parties, even outside US jurisdiction.

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Glossary

Extraterritoriality

The application of one jurisdiction’s rules to conduct and persons abroad.

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